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sqlpostgresqlconcurrencyplpgsqlupsert

Is SELECT or INSERT in a function prone to race conditions?


I wrote a function to create posts for a simple blogging engine:

CREATE FUNCTION CreatePost(VARCHAR, TEXT, VARCHAR[])
RETURNS INTEGER AS $$
    DECLARE
        InsertedPostId INTEGER;
        TagName VARCHAR;
    BEGIN
        INSERT INTO Posts (Title, Body)
        VALUES ($1, $2)
        RETURNING Id INTO InsertedPostId;

        FOREACH TagName IN ARRAY $3 LOOP
            DECLARE
                InsertedTagId INTEGER;
            BEGIN
                -- I am concerned about this part.
                BEGIN
                    INSERT INTO Tags (Name)
                    VALUES (TagName)
                    RETURNING Id INTO InsertedTagId;
                EXCEPTION WHEN UNIQUE_VIOLATION THEN
                    SELECT INTO InsertedTagId Id
                    FROM Tags
                    WHERE Name = TagName
                    FETCH FIRST ROW ONLY;
                END;

                INSERT INTO Taggings (PostId, TagId)
                VALUES (InsertedPostId, InsertedTagId);
            END;
        END LOOP;

        RETURN InsertedPostId;
    END;
$$ LANGUAGE 'plpgsql';

Is this prone to race conditions when multiple users delete tags and create posts at the same time?
Specifically, do transactions (and thus functions) prevent such race conditions from happening?
I'm using PostgreSQL 9.2.3.


Solution

  • It's the recurring problem of SELECT or INSERT under possible concurrent write load, related to (but different from) UPSERT (which is INSERT or UPDATE).

    This PL/pgSQL function uses UPSERT (INSERT ... ON CONFLICT ..) to INSERT or SELECT a single row:

    CREATE OR REPLACE FUNCTION f_tag_id(_tag text, OUT _tag_id int)
      LANGUAGE plpgsql AS
    $func$
    BEGIN
       SELECT tag_id  -- only if row existed before
       FROM   tag
       WHERE  tag = _tag
       INTO   _tag_id;
    
       IF NOT FOUND THEN
          INSERT INTO tag AS t (tag)
          VALUES (_tag)
          ON     CONFLICT (tag) DO NOTHING
          RETURNING t.tag_id
          INTO   _tag_id;
       END IF;
    END
    $func$;
    

    There is still a tiny window for a race condition. To make absolutely sure we get an ID:

    CREATE OR REPLACE FUNCTION f_tag_id(_tag text, OUT _tag_id int)
      LANGUAGE plpgsql AS
    $func$
    BEGIN
       LOOP
          SELECT tag_id
          FROM   tag
          WHERE  tag = _tag
          INTO   _tag_id;
    
          EXIT WHEN FOUND;
    
          INSERT INTO tag AS t (tag)
          VALUES (_tag)
          ON     CONFLICT (tag) DO NOTHING
          RETURNING t.tag_id
          INTO   _tag_id;
    
          EXIT WHEN FOUND;
       END LOOP;
    END
    $func$;
    

    fiddle

    This keeps looping until either INSERT or SELECT succeeds. Call:

    SELECT f_tag_id('possibly_new_tag');
    

    About EXIT:

    If subsequent commands in the same transaction rely on the existence of the row and it is actually possible that other transactions update or delete it concurrently, you can lock an existing row in the SELECT statement with FOR SHARE.
    If the row gets inserted instead, it is locked (or not visible for other transactions) until the end of the transaction anyway.

    Start with the common case (INSERT vs SELECT) to make it faster.

    Related:

    Related (pure SQL) solution to INSERT or SELECT multiple rows (a set) at once:

    What's wrong with this pure SQL solution?

    CREATE OR REPLACE FUNCTION f_tag_id(_tag text, OUT _tag_id int)
      LANGUAGE sql AS
    $func$
    WITH ins AS (
       INSERT INTO tag AS t (tag)
       VALUES (_tag)
       ON     CONFLICT (tag) DO NOTHING
       RETURNING t.tag_id
       )
    SELECT tag_id FROM ins
    UNION  ALL
    SELECT tag_id FROM tag WHERE tag = _tag
    LIMIT  1;
    $func$;
    

    Not entirely wrong, but it fails to seal a loophole, like @FunctorSalad worked out. The function can come up with an empty result if a concurrent transaction tries to do the same at the same time. The manual:

    All the statements are executed with the same snapshot

    If a concurrent transaction inserts the same new tag a moment earlier, but hasn't committed, yet:

    • The UPSERT part comes up empty, after waiting for the concurrent transaction to finish. (If the concurrent transaction should roll back, it still inserts the new tag and returns a new ID.)

    • The SELECT part also comes up empty, because it's based on the same snapshot, where the new tag from the (yet uncommitted) concurrent transaction is not visible.

    We get nothing. Not as intended. That's counter-intuitive to naive logic (and I got caught there), but that's how the MVCC model of Postgres works - has to work.

    So do not use this if multiple transactions can try to insert the same tag at the same time. Or loop until you actually get a row. The loop will hardly ever be triggered in common work loads anyway.

    Postgres 9.4 or older

    Given this (slightly simplified) table:

    CREATE table tag (
      tag_id serial PRIMARY KEY
    , tag    text   UNIQUE
    );
    

    An almost 100% secure function to insert new tag / select existing one, could look like this.

    CREATE OR REPLACE FUNCTION f_tag_id(_tag text, OUT tag_id int)
      LANGUAGE plpgsql AS
    $func$
    BEGIN
       LOOP
          BEGIN
          WITH sel AS (SELECT t.tag_id FROM tag t WHERE t.tag = _tag FOR SHARE)
             , ins AS (INSERT INTO tag(tag)
                       SELECT _tag
                       WHERE  NOT EXISTS (SELECT 1 FROM sel)  -- only if not found
                       RETURNING tag.tag_id)       -- qualified so no conflict with param
          SELECT sel.tag_id FROM sel
          UNION  ALL
          SELECT ins.tag_id FROM ins
          INTO   tag_id;
    
          EXCEPTION WHEN UNIQUE_VIOLATION THEN     -- insert in concurrent session?
             RAISE NOTICE 'It actually happened!'; -- hardly ever happens
          END;
    
          EXIT WHEN tag_id IS NOT NULL;            -- else keep looping
       END LOOP;
    END
    $func$;
    

    db<>fiddle here
    Old sqlfiddle

    Why not 100%? Consider the notes in the manual for the related UPSERT example:

    Explanation

    • Try the SELECT first. This way you avoid the considerably more expensive exception handling 99.99% of the time.

    • Use a CTE to minimize the (already tiny) time slot for the race condition.

    • The time window between the SELECT and the INSERT within one query is super tiny. If you don't have heavy concurrent load, or if you can live with an exception once a year, you could just ignore the case and use the SQL statement, which is faster.

    • No need for FETCH FIRST ROW ONLY (= LIMIT 1). The tag name is obviously UNIQUE.

    • Remove FOR SHARE in my example if you don't usually have concurrent DELETE or UPDATE on the table tag. Costs a tiny bit of performance.

    • Never quote the language name: 'plpgsql'. plpgsql is an identifier. Quoting may cause problems and is only tolerated for backwards compatibility.

    • Don't use non-descriptive column names like id or name. When joining a couple of tables (which is what you do in a relational DB) you end up with multiple identical names and have to use aliases.

    Built into your function

    Using this function you could largely simplify your FOREACH LOOP to:

    ...
    FOREACH TagName IN ARRAY $3
    LOOP
       INSERT INTO taggings (PostId, TagId)
       VALUES   (InsertedPostId, f_tag_id(TagName));
    END LOOP;
    ...
    

    Faster, though, as a single SQL statement with unnest():

    INSERT INTO taggings (PostId, TagId)
    SELECT InsertedPostId, f_tag_id(tag)
    FROM   unnest($3) tag;
    

    Replaces the whole loop.

    Alternative solution

    This variant builds on the behavior of UNION ALL with a LIMIT clause: as soon as enough rows are found, the rest is never executed:

    Building on this, we can outsource the INSERT into a separate function. Only there we need exception handling. Just as safe as the first solution.

    CREATE OR REPLACE FUNCTION f_insert_tag(_tag text, OUT tag_id int)
      RETURNS int
      LANGUAGE plpgsql AS
    $func$
    BEGIN
       INSERT INTO tag(tag) VALUES (_tag) RETURNING tag.tag_id INTO tag_id;
    
       EXCEPTION WHEN UNIQUE_VIOLATION THEN  -- catch exception, NULL is returned
    END
    $func$;
    

    Which is used in the main function:

    CREATE OR REPLACE FUNCTION f_tag_id(_tag text, OUT _tag_id int)
       LANGUAGE plpgsql AS
    $func$
    BEGIN
       LOOP
          SELECT tag_id FROM tag WHERE tag = _tag
          UNION  ALL
          SELECT f_insert_tag(_tag)  -- only executed if tag not found
          LIMIT  1  -- not strictly necessary, just to be clear
          INTO   _tag_id;
    
          EXIT WHEN _tag_id IS NOT NULL;  -- else keep looping
       END LOOP;
    END
    $func$;
    
    • This is a bit cheaper if most of the calls only need SELECT, because the more expensive block with INSERT containing the EXCEPTION clause is rarely entered. The query is also simpler.

    • FOR SHARE is not possible here (not allowed in UNION query).

    • LIMIT 1 would not be necessary (tested in pg 9.4). Postgres derives LIMIT 1 from INTO _tag_id and only executes until the first row is found.